Where SQL Server Trace is in use for auditing purposes, SQL Server must allow only the ISSM (or individuals or roles appointed by the ISSM) to select which auditable events are to be traced.

Overview

Finding ID	Version	Rule ID	IA Controls	Severity
V-67765	SQL4-00-011300	SV-82255r1_rule		Medium

Description
Without the capability to restrict which roles and individuals can select which events are audited, unauthorized personnel may be able to prevent or interfere with the auditing of critical events. Suppression of auditing could permit an adversary to evade detection. Misconfigured audits can degrade the system's performance by overwhelming the audit log. Misconfigured audits may also make it more difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one. Use of SQL Server Audit is recommended. All features of SQL Server Audit are available in the Enterprise and Developer editions of SQL Server 2014. It is not available at the database level in other editions. For this or legacy reasons, the instance may be using SQL Server Trace for auditing, which remains an acceptable solution for the time being. Note, however, that Microsoft intends to remove most aspects of Trace at some point after SQL Server 2016. This version of the requirement deals with Trace-based audit trails.

Description

Without the capability to restrict which roles and individuals can select which events are audited, unauthorized personnel may be able to prevent or interfere with the auditing of critical events. Suppression of auditing could permit an adversary to evade detection. Misconfigured audits can degrade the system's performance by overwhelming the audit log. Misconfigured audits may also make it more difficult to establish, correlate, and investigate the events relating to an incident or identify those responsible for one. Use of SQL Server Audit is recommended. All features of SQL Server Audit are available in the Enterprise and Developer editions of SQL Server 2014. It is not available at the database level in other editions. For this or legacy reasons, the instance may be using SQL Server Trace for auditing, which remains an acceptable solution for the time being. Note, however, that Microsoft intends to remove most aspects of Trace at some point after SQL Server 2016. This version of the requirement deals with Trace-based audit trails.

STIG	Date
MS SQL Server 2014 Instance Security Technical Implementation Guide	2016-11-16

Details

Check Text ( C-68331r1_chk )
If SQL Server Trace is not in use for audit purposes, this is not a finding. Obtain the list of approved audit maintainers from the system documentation. Review the server roles and individual logins that have the following permissions, all of which enable the ability to create and maintain audit definitions (the views and functions provided in the supplemental fine Permissions.sql can assist in this): ALTER TRACE CREATE TRACE EVENT NOTIFICATION The functions and views provided in the supplemental file Permissions.sql can assist in this review. In the following, "STIG" stands for the schema where you have deployed these views and functions. To see which logins and server roles have been granted these permissions: SELECT * FROM STIG.server_permissions P WHERE P.[Permission] IN ( 'ALTER TRACE', 'CREATE TRACE EVENT NOTIFICATION' ); To see what logins and server roles inherit these permissions from the server roles reported by the previous query, repeat the following for each one: SELECT * FROM STIG.members_of_server_role(); To see all the permissions in effect for a server principal (server role or login): SELECT * FROM STIG.server_effective_permissions(); If designated personnel are not able to configure auditable events, this is a finding. If unapproved personnel are able to configure auditable events, this is a finding.

Check Text ( C-68331r1_chk )

If SQL Server Trace is not in use for audit purposes, this is not a finding.

Obtain the list of approved audit maintainers from the system documentation.

Review the server roles and individual logins that have the following permissions, all of which enable the ability to create and maintain audit definitions (the views and functions provided in the supplemental fine Permissions.sql can assist in this):
ALTER TRACE
CREATE TRACE EVENT NOTIFICATION

The functions and views provided in the supplemental file Permissions.sql can assist in this review. In the following, "STIG" stands for the schema where you have deployed these views and functions. To see which logins and server roles have been granted these permissions:
SELECT
*
FROM
STIG.server_permissions P
WHERE
P.[Permission] IN
(
'ALTER TRACE',
'CREATE TRACE EVENT NOTIFICATION'
);

To see what logins and server roles inherit these permissions from the server roles reported by the previous query, repeat the following for each one:
SELECT * FROM STIG.members_of_server_role();

To see all the permissions in effect for a server principal (server role or login):
SELECT * FROM STIG.server_effective_permissions();

If designated personnel are not able to configure auditable events, this is a finding.

If unapproved personnel are able to configure auditable events, this is a finding.

Fix Text (F-73879r1_fix)
Create a server role specifically for audit maintainers, and give it permission to maintain traces, without granting it unnecessary permissions: USE master; GO CREATE SERVER ROLE SERVER_AUDIT_MAINTAINERS; GO GRANT ALTER TRACE TO SERVER_AUDIT_MAINTAINERS; -- Next line only if required: GRANT CREATE TRACE EVENT NOTIFICATION TO SERVER_AUDIT_MAINTAINERS; GO (The role name used here is an example; other names may be used.) Use REVOKE and/or DENY and/or ALTER SERVER ROLE ... DROP MEMBER ... statements to remove the ALTER TRACE and CREATE TRACE EVENT NOTIFICATION permissions from all logins. Then, for each authorized login, run the statement: ALTER SERVER ROLE SERVER_AUDIT_MAINTAINERS ADD MEMBER ; GO

Fix Text (F-73879r1_fix)

Create a server role specifically for audit maintainers, and give it permission to maintain traces, without granting it unnecessary permissions:
USE master;
GO
CREATE SERVER ROLE SERVER_AUDIT_MAINTAINERS;
GO
GRANT ALTER TRACE TO SERVER_AUDIT_MAINTAINERS;
-- Next line only if required:
GRANT CREATE TRACE EVENT NOTIFICATION TO SERVER_AUDIT_MAINTAINERS;
GO
(The role name used here is an example; other names may be used.)

Use REVOKE and/or DENY and/or ALTER SERVER ROLE ... DROP MEMBER ... statements to remove the ALTER TRACE and CREATE TRACE EVENT NOTIFICATION permissions from all logins.

Then, for each authorized login, run the statement:
ALTER SERVER ROLE SERVER_AUDIT_MAINTAINERS ADD MEMBER ;
GO